AI Stock Cash Flow Statements

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Operating Cash Flow

Investing Cash Flow

Financing Cash Flow

Net Income

Quarterly

Annual

Quarterly Cash Flow Statements

Quarterly

Annual

Unit: USD	2021-03-31	2020-06-30	2020-03-31	2019-09-30	2019-06-30	2019-03-31	2018-12-31	2018-09-30	2018-06-30	2018-03-31	2017-12-31	2017-09-30	2017-06-30	2017-03-31	2016-09-30	2016-06-30	2016-03-31	2015-12-31	2015-09-30	2015-06-30	2015-03-31	2014-12-31	2014-09-30	2014-06-30	2014-03-31	2013-12-31	2013-09-30	2013-06-30	2013-03-31	2012-12-31	2012-09-30	2012-06-30	2012-03-31	2011-12-31	2011-09-30	2011-06-30	2011-03-31	2010-12-31	2010-09-30	2010-06-30	2010-03-31	2009-12-31	2009-09-30	2009-06-30	2009-03-31	2008-12-31	2008-09-30	2008-06-30	2008-03-31	2007-12-31	2007-09-30	2007-06-30	2007-03-31	2006-12-31	2006-09-30	2006-06-30	2006-03-31	2005-12-31	2005-09-30	2005-06-30	2005-03-31	2004-12-31	2004-09-30	2004-06-30	2004-03-31	2003-12-31	2003-09-30	2003-06-30	2003-03-31

cash flows from operating activities:
net income	-6,040,000	10,234,000	-94,170,000	-7,737,000	-23,525,000	17,594,000	-26,305,000	-5,501,000	-3,608,000	-56,383,000	7,241,000	22,868,000	-17,928,000	5,254,000	18,813,000	12,894,000	-31,618,000	18,811,000	-52,630,000	6,601,000	-42,185,000	-32,765,000	12,847,000	18,839,000	7,033,000	39,997,000	3,093,000	3,194,000	3,177,000	175,797,000	3,123,000	2,144,000	10,762,000	6,940,000	-11,643,000	91,000	19,785,000	8,031,000	5,156,000	8,773,000	4,626,000	4,701,000	42,437,000	-36,716,000	94,664,000	-268,492,000	-169,022,000	-25,051,000	45,102,000	-270,362,000	-214,717,000	10,704,000	-185,878,000	3,810,000	-67,392,000	-30,247,000	26,554,000	-271,610,000	23,045,000	53,243,000	24,412,000	86,592,000	92,149,000	81,179,000	89,639,000	79,958,000	56,961,000	58,772,000	5,723,000
adjustments to reconcile net income to net cash from operating activities
investment and derivative (gain) loss
net discount accretion
other	564,000	659,000	521,000	879,000	279,000	833,000	-606,000	677,000	288,000	511,000	1,183,000	1,069,000	345,000	900,000	802,000	594,000	517,000	853,000	-672,000	266,000	111,000	834,000	238,000	634,000	630,000	874,000	638,000	3,690,000	-2,747,000	-12,000	41,000	377,000	161,000	103,000	68,000	74,000	391,000	651,000	654,000	664,000	1,186,000	2,239,000	1,011,000	15,748,000	7,033,000	51,868,000	-807,000	6,943,000	2,204,000	55,483,000	16,157,000	-5,575,000	19,010,000	6,343,000	4,877,000	5,318,000	-790,000	-19,824,000	8,790,000	4,036,000	882,000	682,000	-1,671,000	2,568,000	-1,387,000	-1,976,000	1,886,000	124,000	119,000
changes in operating assets
interest receivable	510,000	4,522,000	4,536,000	787,000	1,657,000	-779,000	1,469,000	-1,450,000	-706,000	-116,000	-118,000	357,000	938,000	-2,077,000	-251,000	-624,000	2,128,000	-478,000	815,000	-1,004,000	-568,000	-1,442,000	-351,000	-3,034,000	-701,000	98,000	696,000	-1,836,000	738,000	-1,892,000	383,000	-825,000	-169,000	50,000	105,000	-266,000	-1,143,000	22,000	79,000	-378,000	-186,000
other assets	-90,000	-888,000	-86,000	-78,000	220,000	-493,000	37,000	102,000	144,000	-399,000	305,000	266,000	526,000	-380,000	122,000	73,000	2,051,000	-797,000
changes in operating liabilities
interest payable and other liabilities	1,091,000	-439,000	-3,282,000	-415,000	-2,497,000	689,000	443,000	993,000	238,000	-1,147,000	1,802,000	-87,000	991,000	-1,410,000	-3,267,000	2,991,000	-2,510,000	1,469,000
accrued compensation and benefits	-1,754,000	637,000	-2,794,000	1,066,000	1,016,000	-2,312,000	67,000	1,253,000	791,000	-3,394,000	805,000	1,252,000	1,369,000	-3,817,000	1,520,000	1,372,000	-3,747,000	876,000	1,305,000	1,427,000	-4,505,000	1,700,000	1,510,000	1,628,000	-4,355,000	1,559,000	1,432,000	1,454,000	-403,000	-3,410,000	2,389,000	1,250,000	-4,863,000	1,483,000	1,552,000	1,425,000	-2,892,000	1,486,000	946,000	-1,375,000	223,000	-1,439,000	185,000	-777,000	-14,573,000	8,260,000	-5,568,000	7,177,000	-12,349,000	18,633,000	-49,871,000	48,352,000	-5,316,000	22,691,000	-25,264,000	15,003,000	-34,887,000	26,090,000	-19,079,000	27,427,000	-65,908,000	37,710,000	7,078,000	16,713,000	-31,184,000	45,186,000	18,920,000	19,235,000	-25,898,000
net cash from operating activities	687,000	6,598,000	9,380,000	10,091,000	11,032,000	7,672,000	17,592,000	16,340,000	16,430,000	13,387,000	23,087,000	21,895,000	27,122,000	15,926,000	20,705,000	22,394,000	21,215,000	29,790,000	35,603,000	23,991,000	22,160,000	22,433,000	27,862,000	11,507,000	8,148,000	19,817,000	14,846,000	15,047,000	11,658,000	7,447,000	8,358,000	7,640,000	2,230,000	8,937,000	8,292,000	21,425,000	-11,392,000	8,268,000	314,000	-1,038,000	8,832,000	-3,199,000	-3,962,000	-32,820,000	-37,630,000	3,390,000	-12,005,000	-4,469,000	-62,631,000	198,484,000	-231,154,000	1,077,599,000	-243,556,000	1,454,562,000	-1,460,301,000	87,695,000	-224,917,000	737,308,000	-787,278,000			197,714,000	46,109,000	71,687,000	71,123,000	121,102,000	85,121,000	5,619,000	12,559,000
cash flows from investing activities:
purchases of agency mortgage-backed securities	-354,417,000	-211,203,000	-149,781,000	-2,129,699,000	-734,477,000	-793,278,000	-245,902,000	-841,470,000	-950,919,000	-907,468,000	-996,831,000	-639,488,000	-626,810,000	-874,306,000	-762,294,000	-911,527,000	-377,604,000	-534,310,000
purchases of credit securities
purchases of msr financing receivables	-21,279,000
purchases of single-family residential real estate
proceeds from sales of agency mortgage-backed securities	517,200,000	1,722,324,000	1,762,433,000	1,825,691,000	1,077,917,000	461,558,000	571,384,000	319,374,000	653,681,000	842,741,000	853,005,000	633,394,000	879,389,000	116,915,000	499,354,000	517,447,000	933,927,000	256,383,000
proceeds from sales of credit securities
(payments) proceeds from sales of single-family residential real estate
receipt of principal payments on agency mortgage-backed securities	14,305,000	59,837,000	121,715,000	148,047,000	126,915,000	94,067,000	117,265,000	133,779,000	124,254,000	109,323,000	123,018,000	128,372,000	123,870,000	105,401,000	140,257,000	118,155,000	93,459,000	95,277,000
receipt of principal payments on credit securities
receipt of principal payments on loans	85,000
receipt of principal payments on mortgage loans of consolidated vie	36,529,000
receipt of distributions on msr financing receivables
restricted cash balance of vie upon consolidation
restricted cash balance of vie upon deconsolidation
proceeds from derivatives and deposits										34,619,000																			2,428,000				926,000
net cash from investing activities	206,012,000	1,532,730,000	1,614,251,000	-189,937,000	433,302,000	-305,385,000	357,803,000	-352,043,000	-167,598,000	79,197,000	13,981,000	134,526,000	336,646,000	-632,833,000	-42,380,000	-286,433,000	558,661,000	-151,146,000	146,885,000	-259,023,000	-246,585,000	-510,673,000	-94,679,000	-974,166,000	-235,515,000	53,708,000	178,933,000	-575,306,000	176,497,000	-663,401,000	77,452,000	-303,856,000	-50,880,000	5,581,000	-19,032,000	-116,058,000	-322,675,000	-24,552,000	17,643,000	-29,126,000	-26,609,000	-110,892,000	-19,359,000	-229,576,000	1,113,158,000	1,619,597,000	35,867,000	-270,426,000	-1,068,446,000	-1,203,394,000	6,292,380,000	62,414,000	1,490,158,000	-2,364,905,000	-17,356,000	-1,861,564,000	8,155,932,000	1,239,231,000	-3,539,399,000	-870,469,000	-264,892,000	-732,473,000	1,469,493,000	-1,810,958,000	-293,054,000	-2,271,116,000	-335,458,000	-3,079,427,000	-307,341,000
cash flows from financing activities:
repayments of repurchase agreements	-149,662,000																																												-1,036,846,000						-1,839,072,000	-676,830,000	-45,502,000
repayments of secured debt of consolidated vie	-34,994,000
repurchase of common stock	-523,000																																		0	0	-229,000															0	-582,000
repurchase of preferred stock
proceeds from issuance of preferred stock				-13,000	70,000	28,925,000	107,000	131,000	440,000	459,000	204,000	3,404,000
proceeds from long-term debt secured by single-family properties
dividends paid	-723,000	-758,000	-9,098,000	-9,056,000	-14,680,000	-11,686,000	-11,627,000	-10,971,000	-15,730,000	-15,592,000	-15,669,000	-14,471,000	-14,913,000	-14,877,000	-14,469,000	-14,446,000	-14,448,000	-14,483,000	-20,195,000	-20,214,000	-20,195,000	-20,195,000	-17,348,000	-17,308,000	-14,630,000	-14,630,000	-14,633,000			-23,178,000	-8,566,000	-8,319,000	-6,785,000	-6,785,000	-6,785,000	-5,804,000	-4,655,000	-4,668,000	-2,791,000											-8,002,000	-8,765,000	-8,723,000	-8,728,000	-10,321,000	-34,624,000	-34,011,000	-33,818,000	-57,942,000	-57,262,000	-57,307,000	-64,822,000	-58,675,000	-77,345,000	-56,967,000	-56,744,000	-47,409,000	-44,740,000
net cash from financing activities	-185,909,000	-1,614,608,000	-1,553,891,000	157,291,000	-447,197,000	308,547,000	-380,881,000	349,206,000	154,645,000	-98,979,000	-41,822,000	-203,361,000	-306,235,000	577,888,000	45,523,000	239,768,000	-573,679,000	144,814,000	-189,799,000	240,557,000	205,908,000	490,979,000	70,956,000	877,321,000	291,031,000	-41,244,000	-215,705,000	577,447,000	-202,907,000	606,053,000	-21,209,000	291,965,000	54,020,000	-14,795,000	9,958,000	95,391,000	341,974,000	20,465,000	-18,305,000	32,868,000	13,529,000	110,915,000	-211,000	74,661,000	-1,105,615,000	-1,595,496,000	-214,640,000	355,794,000	775,758,000	1,004,533,000	-5,874,429,000	-1,085,052,000	-985,579,000	735,178,000	1,767,432,000	1,660,501,000	-7,980,916,000	-1,919,458,000	4,208,783,000	1,280,547,000	576,600,000	592,751,000	-1,483,008,000	1,750,977,000	258,478,000	1,990,600,000	386,424,000	3,095,857,000	298,741,000
net decrease in cash, cash equivalents and restricted cash
cash, cash equivalents and restricted cash, beginning of period	39,965,000
cash, cash equivalents and restricted cash, end of period	60,755,000
supplemental cash flow information:
cash payments for interest	2,434,000	2,878,000	19,243,000	23,906,000	27,806,000	25,442,000	26,089,000	21,957,000	18,893,000	17,434,000	13,291,000	14,119,000	11,867,000	11,029,000	7,250,000	6,647,000	7,708,000	4,125,000	5,178,000	4,414,000	3,636,000	3,227,000	2,919,000	2,510,000	2,303,000	2,798,000	1,895,000	1,863,000	1,716,000	1,604,000	1,256,000	1,049,000	979,000	605,000	619,000	588,000	378,000	279,000	285,000	352,000	85,000	74,000	160,000	472,000	2,960,000	16,066,000	24,648,000	19,621,000	22,688,000	51,893,000	117,665,000	151,965,000	184,035,000	165,159,000	163,154,000	131,576,000	172,159,000	231,057,000	147,375,000	93,732,000	71,021,000	51,410,000	41,435,000	35,775,000	19,771,000
cash payments for income taxes
non-cash investing activity:
assets of vie upon consolidation
assets of vie upon deconsolidation
non-cash financing activity:
liabilities of vie upon consolidation
liabilities of vie upon deconsolidation
net (discount) premium amortization	-357,000
purchases of loans
proceeds from sales of single-family residential real estate
proceeds from (payments for) derivatives and deposits								36,230,000						19,140,000
issuance of long-term unsecured debt
redemption of long-term unsecured debt
repayments of long-term debt secured by single-family properties
repurchase of long-term unsecured debt	-7,000
cash flows from operating activities
investment and derivative loss
cash flows from investing activities
payments for derivatives and deposits	-2,543,000	34,999,000	-100,818,000									12,244,000			12,296,000	-49,170,000	-101,528,000		-98,370,000	32,078,000	-77,485,000									-2,888,000	-8,841,000
cash flows from financing activities
proceeds from issuance of long-term unsecured debt
net increase in cash, cash equivalents and restricted cash	20,790,000
cash, cash equivalents and restricted cash, beginning of year
cash, cash equivalents and restricted cash, end of year
supplemental cash flow information
cash payments for taxes																		0	330,000			550,000	970,000	390,000	399,000	215,000	107,000	222,000	123,000	288,000	271,000			170,000	343,000	80,000	115,000	0	200,000	200,000	300,000	1,000,000	400,000	1,200,000	23,000	0	21,000	431,000	215,000	1,165,000	24,004,000	19,528,000	13,000	23,000	38,000	1,348,000	6,488,000	23,952,000	9,764,000	62,000	16,844,000	16,458,000	206,000	28,505,000	19,553,000
cash receipt for refund of prior alternative minimum tax payments
non-cash investing activity
non-cash financing activity
total investment loss	6,763,000
purchases of mortgage credit securities
proceeds from sales of mortgage credit securities	11,978,000
receipt of principal payments on mortgage credit securities
total investment gain
net premium amortization
receipt of principal on loans
receipt of principal on mortgage loans of consolidated vie
proceeds from issuance of common stock				-7,000			1,261,000	20,377,000			1,300,000	26,567,000	33,334,000	12,000																																				48,000	0	370,000	65,000	1,351,000	34,000	3,000,000	315,000	2,149,000	274,000	2,974,000	235,000	151,000	3,149,000	4,033,000	11,423,000	440,952,000	2,155,000	26,354,000	667,000
cash (refunds) payments for taxes
investment loss				8,231,000				2,257,000	4,516,000	48,139,000		-13,368,000	15,970,000	1,762,000
net premium amortization on mortgage-backed securities		1,670,000	4,587,000	7,358,000	7,199,000	5,943,000	7,216,000	8,381,000	8,274,000	7,925,000	8,586,000	8,829,000	8,527,000	7,411,000	7,976,000	6,343,000	5,328,000
(payments for) proceeds from issuance of common stock		-13,000	-6,000							-23,000
(payments for) proceeds from issuance of preferred stock		-13,000	-16,000
net increase in cash and cash equivalents		-75,280,000	69,740,000	-22,555,000	-2,863,000	10,834,000	-5,486,000	13,503,000			-4,754,000	-46,940,000	57,533,000	-39,019,000			6,197,000				-18,517,000			-85,338,000	63,664,000	32,281,000	-21,926,000	17,188,000	-14,752,000	-49,901,000	64,601,000	-4,251,000	5,370,000	-277,000	-782,000	758,000	7,907,000									27,491,000	-190,778,000	80,899,000	-355,319,000	-377,000	186,797,000	54,961,000	261,023,000	-175,165,000	289,775,000			57,081,000	-117,894,000	142,149,000	-67,092,000	57,992,000	32,594,000	11,706,000	36,547,000	-159,414,000	136,087,000	22,049,000	3,959,000
cash and cash equivalents, beginning of period		0	19,636,000	0	0	26,713,000		0	0	21,614,000		0	0	54,794,000	0	0	36,987,000		0	0	33,832,000		0	0	48,628,000		0	0	35,837,000		0	0	20,018,000		0	0	12,412,000		0	0	10,123,000		0	0	254,653,000		0	0	692,360,000		0	0	189,956,000		0	0	238,615,000		0	-7,156,000	231,527,000		0	0	92,688,000		0	0	90,007,000
cash and cash equivalents, end of period		-75,280,000	89,376,000	-22,555,000	-2,863,000	37,547,000		13,503,000	3,477,000	15,219,000		-46,940,000	57,533,000	15,775,000	23,848,000	-24,271,000	43,184,000		-7,311,000	5,525,000	15,315,000		4,139,000	-85,338,000	112,292,000		-21,926,000	17,188,000	21,085,000		64,601,000	-4,251,000	25,388,000		-782,000	758,000	20,319,000		-348,000	2,704,000	5,875,000		-23,532,000	-187,735,000	224,566,000		-190,778,000	80,899,000	337,041,000		186,797,000	54,961,000	450,979,000		289,775,000	-113,368,000	188,714,000		-117,894,000	134,993,000	164,435,000		32,594,000	11,706,000	129,235,000		136,087,000	22,049,000	93,966,000
investment gain			100,068,000
purchases of non-agency mortgage-backed securities			-49,353,000
proceeds from sales of non-agency mortgage-backed securities			30,054,000
receipt of principal payments on non-agency mortgage-backed securities			1,000
(repayments of) proceeds from repurchase agreements			-1,544,771,000	166,367,000						-83,823,000																			-290,020,000														5,262,000													618,190,000	-780,658,000
deferred tax provision							-33,639,000	9,628,000	6,493,000	18,251,000	13,521,000	709,000	16,384,000	8,283,000			-824,000	5,015,000	14,892,000	4,360,000	12,132,000	27,863,000	4,610,000	11,579,000	4,125,000	66,924,000	1,952,000
(payments for) proceeds from derivatives and deposits				-33,962,000	-37,027,000	-67,803,000																-73,615,000	-3,593,000	-49,258,000	-23,980,000
investment (gain) loss						-13,803,000
proceeds from (repayments of) repurchase agreements						242,498,000																			223,892,000													25,636,000	-11,660,000	35,770,000	13,644,000						-211,862,000	355,218,000	776,728,000																				293,279,000
proceeds from (payments for) issuance of common stock						48,810,000
proceeds from sales of private-label mortgage-backed securities											0	0			67,762,000			5,501,000	20,826,000
receipt of principal payments on private-label mortgage-backed securities											3,000	4,000	6,000	4,000	86,000			328,000	410,000
proceeds from repurchase agreements							-370,622,000	339,669,000				-218,861,000	-328,156,000	592,753,000		254,196,000	227,601,000			260,082,000	191,915,000	511,209,000	2,315,000			-26,614,000	-201,072,000			630,135,000	-95,995,000	294,433,000	20,641,000		16,743,000	101,195,000	347,828,000																										-2,209,740,000			1,214,888,000	-3,536,630,000
excess tax provisions associated with stock-based awards
cash and cash equivalents, beginning of year
cash and cash equivalents, end of year
receipt of non-public equity securities upon dissolution of investee fund
net decrease in cash and cash equivalents										-6,395,000									-7,311,000																				-348,000	2,704,000	-4,248,000		-23,532,000	-187,735,000	-30,087,000												-49,901,000
net investment (gain) loss
(repayments of) proceeds from federal home loan bank advances
excess tax (provisions) benefits associated with stock-based awards
deferred tax benefit
reversal of unrecognized tax benefit related to uncertain tax position and related accrued interest
purchases of agency-backed mortgage-backed securities
proceeds from sales of agency-backed mortgage-backed securities
receipt of principal payments on agency-backed mortgage-backed securities
release of valuation allowance on deferred tax assets
accounts payable, accrued expenses and other liabilities and interest payable
receivables
less: cash and cash equivalents held by discontinued operations, beginning of year
cash and cash equivalents held by continuing operations, beginning of year
less: cash and cash equivalents held by discontinued operations, end of year
cash and cash equivalents held by continuing operations, end of year
sold securities receivable
payments for derivatives
net (income) income from investments, mortgage-backed securities, and mortgage portfolios
net discount/premium (accretion)/amortization on mbs and loans held for investments
proceeds from sales of and distributions from other investments
purchases of u.s. treasury bonds
net income from investments, mortgage-backed securities, and other fees
net (discount)/premium accretion/amortization on mortgage-backed securities
purchases of other investments
receipt of principal payments on other investments
non-cash items included in net income
non-cash items included in net income—
net investment (income) income from investments, mbs, incentive allocations and fees and mortgage portfolios
net premium/discount amortization (accretion) on mbs and loans held for investments
changes in operating assets:
receivables—
origination and purchases of loans held for sale, net of fees
cost basis on sale and principal repayments of loans held for sale
changes in operating liabilities:
purchases of mbs
proceeds from sales of mbs
receipt of principal payments on mbs
receipt of principal payments from loans held for investment, including loans reclassified to held for sale
payments for purchases of derivatives with financing element
net investment (income) income from investments, mortgage-backed securities, incentive allocations and fees
receivables:
non-cash items included in net income:
net investment income from investments, mortgage-backed securities, incentive allocations and fees
loss on issuance or sale of subsidiary shares																																													135,000
gain on subsidiary share activity
incentive allocations and fees and net investment income from long-term investments and mortgage portfolios
reverse repurchase agreements related to broker-dealer activities
proceeds of reverse repurchase agreements
proceeds from sale of subsidiary stock, net of issuance costs
proceeds from repayment of employee stock loan receivable
gain on issuance or sale of subsidiary shares																																															0
stock compensation
payments of purchases for derivatives with financing element
minority interest in earnings (losses) of consolidated subsidiary
proceeds from the issuance of derivatives with financing element
non-cash items included in loss:
incentive allocations and fees and net investment income from long-term investments and mortgage-backed securities
purchases of derivatives with financing element
net investment income from long-term investments and incentive allocations and fees
minority interest in earnings of consolidated subsidiary
payment of purchases for derivatives with financing element
non-cash items included in earnings:
cash flows from investment activities:
non-cash items included in earnings—
lower of cost or market write-down for securitized mortgage loans
unrealized and realized losses (gains) from investments
income tax provision-deferred
(proceeds from/repayments of) repurchase agreements
(repayments of) proceeds from commercial paper
lower of cost or market write-down for mortgage loans
premium amortization on mortgage-based securities and loans held for investment
purchase of first nlc financial services, llc, net cash
repurchase agreements related to broken-dealer activities
(purchases of) proceeds from reverse repurchase agreements
purchase of first nlc financial services, lcc, net of cash acquired
receivables-
purchases and originations of loans held for investment
proceeds from sale of loans held for investment
repurchase of class a common stock
net decrease in bank deposits
purchases of repurchase agreements
net (decrease) in bank deposits
repurchases of class a common shares																																																																			0	0	-8,183,000
depreciation, amortization and software impairment
mma/rushmore acquisition, net of cash acquired
purchase of stock
sale of stock